5 Steps to Implement a Sanctions Compliance Program
With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...
Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
With OFAC’s reach lengthening in the past few years, organizations should play close attention to their sanctions compliance program (SCP). ...
Monitoring your intermediaries can be an expensive endeavor. Jim Nortz explores how to keep an eye on your intermediaries without ...
Organizations that have received stimulus funding may be at significant risk for fraud, waste and abuse related to that funding. ...
Some larger firms have recently suggested implementing surveillance technologies to more closely monitor employees, particularly as so many are still ...
How have recent data privacy regulations impacted the role of Chief Data Officer for organizations? Ground Labs’ Co-Founder and Chief ...
Jay Rosen explores proactive monitoring, which demonstrates the benefits of using a third party to fulfill the compliance mandates laid ...
Following guidance released in June, attorneys from Epstein Becker Green examine the latest guidelines for how the Department of Justice ...
It took a while, but the U.S. Department of Justice is getting ever smarter about analyzing compliance programs. Compliance Systems ...
Baker Tilly’s Chris Jeffrey offers tips and practical advice for organizations on supporting the control environment and keeping operations running ...
Jim Nortz details the development and implementation of a highly successful Compliance Assistance and Monitoring Program (CAMP) used to evaluate ...
How recently has your organization evaluated its guardrails to protect against conflicts of interest? Most companies need work in this ...
Jay Rosen discusses the combination of compliance and ethics programs with independent monitoring, as well as two DOJ memos that ...
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