Compliance monitoring is the quality assurance testing carried out over the day to day activities of the business. The compliance monitoring team usually sits as an independent function in the second line of defense and provides assurance to the board that the firm is operating within a compliant framework.
Demonstrators protest outside amazon investment firm Remote employee monitoring is ubiquitous — and likely here to stay. However, using monitoring ...
FinCEN issued the final rule on customer due diligence on the heels of the Panama Papers scandal, and we’re now ...
Q&A with Nicole Sprinzen of Cozen O’Connor With the U.S. Supreme Court’s decision in Murphy v. NCAA on May 14, ...
Addresses multibillion-dollar cybersecurity convergence challenges of Critical Infrastructure Protection (CIP) & compliance facing utilities & grid operators Tinton Falls, NJ ...
AUSTIN, Texas and LONDON (July 27, 2021) – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and ...
And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...
Jay Rosen, “Mr. Monitor,” continues a series on suspension and debarment, discussing where these actions meet with FCPA enforcement. Debarment ...
Peter Millar, the Director of Technology Application at ACL Services Ltd., provides data analysis techniques and tips for detecting and ...
According to CCI's Code of Conduct expert Jason Lunday, monitoring - despite being a little understood element of process management ...
Offering Provides Crucial Insight into Financial Health of Vendors and Suppliers Concord, MA (July 28, 2020) – ProcessUnity, a leading provider ...
Hogan Lovells’ Stephanie Yonekura and Ann Kim examine the impact of mammoth relief spending, widespread remote work and other key ...
AAG Brian Benczkowski’s 2018 memo on selecting corporate monitors states that one should only be imposed when there’s a “clear ...
