Tag: Internal Controls

Successful internal investigations can be extremely valuable corporate governance tools. The effective identification, investigation and remediation of risks that arise ...

No system is foolproof, but knowing the signals can help

‘Failure to prevent fraud’ could result in harsh penalties

Each year, the Financial Industry Regulatory Authority (FINRA) shares its regulatory and examination priorities for the coming year, highlighting both ...

Lack of face-to-face interviews isn’t the only pandemic-wrought disruption

Real estate-related assets account for about 40% of global CO2 emissions, which means companies cannot get a handle on their ...

Auditors and government agencies have given a wide latitude when it comes to enforcement of ASC 606 and IFRS 15 ...

Recent research shows internal audit functions are rarely involved in setting strategy for ESG or even in reviewing how goals ...

National and international arbitration venues and lower courts are now seeing corruption-related pleas, disclosures and settlement agreements introduced as evidence ...

Gartner senior research director Chris Audet discusses compliance training’s shortcomings here, suggesting a well-designed framework of embedded controls can better ...

And Striking the Right Balance to Fight It The reality is that the vast majority of corporations have a fraud ...

Rolling Meadows, IL, USA (March 15, 2016) — Enterprises can extract value – not simply minimize risk – from their ...