Tag: Financial Services

U.S. financial institutions are scrambling to adjust to the expected shift within the trading industry with the implementation date of ...

Translating Smart Investments to Improved Governance and Customer Relationships Anti-money laundering regulations (AML), including Know Your Customer (KYC) requirements, are ...

A Tectonic Shift in Operating Models? Financial services has always been a heavily regulated industry. And while anti-money laundering and ...

The Need for Regulatory Support Financial institutions and federal bank regulators can integrate location intelligence as a regulatory technology (Regtech) ...

Key Challenges and Benefits of AI Machine learning and artificial intelligence have become buzzwords in the financial services industry. Daniel ...

A "Call" to Arms for Banks In the wake of growing and complex financial legislation, many banks and financial service ...

The New Reality of Compliance More than halfway through 2017, it’s become clear: This is the year that mobile and ...

How Much Reliance on Technology is Too Much? The last few years have seen a significant rise in regtech, technological ...

Systemic risk was a major contributing factor to the last financial crash, and the period of regulatory change since has ...

President Trump’s promises to dismantle the Dodd-Frank Wall Street Reform and Consumer Protection Act raise questions about how a repeal ...

What Hedge Fund Managers Should Do Now New regulations issued by the Department of Labor expanded the definition of an ...