Compliance Auditing & Monitoring Workshop

The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures and potential escalation of risk. Designed as an intermediate-level learning experience, this workshop provides attendees with an understanding of how to successfully participate in auditing and monitoring, whether as a compliance team collaborator, internal auditor or outside service provider. From planning and scoping considerations to execution and follow-up, workshop leaders will address important considerations and best practices for helping to minimize risk through auditing and monitoring within your organization.