This position will primarily report to the Chief Compliance Officer of swap execution facility. The SEF Compliance Officer is responsible for assisting the SEF CCO to ensure compliance with the CEA and CFTC SEF related regulations. The position also involves acting in a supervisory role for activity and persons engaged in broker-dealer activity.
Responsibilities of SEF Compliance Officer
Qualifications of SEF Compliance Officer
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Apply for SEF Compliance Officer
Apply for this job opening on Bloomberg’s website. ID: 34472