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This position will primarily report to the Chief Compliance Officer of swap execution facility. The SEF Compliance Officer is responsible for assisting the SEF CCO to ensure compliance with the CEA and CFTC SEF related regulations. The position also involves acting in a supervisory role for activity and persons engaged in broker-dealer activity.
Responsibilities of SEF Compliance Officer
Qualifications of SEF Compliance Officer
Bloomberg, the global business and financial information and news leader, gives influential decision makers a critical edge by connecting them to a dynamic network of information, people and ideas. The company’s strength- delivering data, news and analytics through innovative technology, quickly and accurately- is at the core of the Bloomberg Professional service, which provides real time financial information to more than 300,000 subscribers globally. Bloomberg’s enterprise solutions build on the company’s core strength, leveraging technology to allow customers to access, integrate, distribute and manage data and information across organizations more efficiently and effectively.
Through Bloomberg Law, Bloomberg Government and Bloomberg New Energy Finance, the company provides data,news and analytics to decision makers in industries beyond finance. And Bloomberg News, delivered through the Bloomberg Professional service, television, radio, mobile, the Internet and two magazines, Bloomberg Businessweek and Bloomberg Markets, covers the world with more than 2,300 news and multimedia professionals at 146 bureaus in 72 countries. Headquartered in New York, Bloomberg employs more than 13,000 people in 185 locations around the world.
Bloomberg is an equal opportunity/affirmative action employer and we welcome applications from all backgrounds regardless of race, color, religion, sex, national origin, ancestry, age, marital status, sexual orientation, gender identity, veteran status, disability, or any other classification protected by law.
Apply for SEF Compliance Officer
Apply for this job opening on Bloomberg’s website. ID: 34472