The SEC Claws Back

by Dan Hurson, senior partner in The Hurson Law Firm LLP, in Washington, D.C. The case for strict enforcement of Sarbanes-Oxley Section 304 requiring CEO payback after restatements caused by "misconduct."

The New SEC Whistleblower Proposal: Make It Fair, Make It Pay, and They Will Come

By Dan Hurson - Senior Partner in the Hurson Law Firm, LLP. Buried deep within the President’s historic new proposals to oversee and regulate the financial markets (“Financial Regulatory Reform, A New Foundation”) is the outline of a provision that garnered no headlines but might well become the most effective new anti-fraud regulation of all: rewarding whistleblowers who disclose fraud ...